Tiberius Claudius Nero (Tiberius)
16 November 42 BC - 16 March AD 37
Emperor AD 14-37
The reign
of Tiberius (b. 42 B.C., d. A.D. 37, emperor A.D. 14-37) is a particularly important
one for the Principate, since it was the first occasion when the powers designed
for Augustus alone were exercised by somebody else. In contrast to the approachable
and tactful Augustus, Tiberius emerges from the sources as an enigmatic and
darkly complex figure, intelligent and cunning, but given to bouts of severe
depression and dark moods that had a great impact on his political career as
well as his personal relationships. His reign abounds in contradictions. Despite
his keen intelligence, he allowed himself to come under the influence of unscrupulous
men who, as much as any actions of his own, ensured that Tiberius's posthumous
reputation would be unfavorable; despite his vast military experience, he oversaw
the conquest of no new region for the empire; and despite his administrative
abilities he showed such reluctance in running the state as to retire entirely
from Rome and live out his last years in isolation on the island of Capri. His
reign represents, as it were, the adolescence of the Principate as an institution.
Like any adolescence, it proved a difficult time.
Early
life (42-12 B.C.)
Tiberius Claudius Nero was born on 16 November 42 B.C. to Ti. Claudius Nero and Livia Drusilla. Both parents were scions of the gens Claudia which had supplied leaders to the Roman Republic for many generations. Through his mother Tiberius also enjoyed genealogical connections to prominent Republican houses such as the Servilii Caepiones, the Aemilii Lepidi, and the Livii Drusi. From his birth, then, Tiberius was destined for public life. But during his boyhood the old Republican system of rule by Senate and magistrates, which had been tottering for decades, was finally toppled and replaced by an autocracy under the able and ambitious Octavian (later named Augustus). It proved fateful for Tiberius when, in 39 B.C., his mother Livia divorced Ti. Claudius Nero and married Octavian, thereby making the infant Tiberius the stepson of the future ruler of the Roman world. Forever afterward, Tiberius was to have his name coupled with this man, and always to his detriment.
Tiberius's early life was relatively uneventful, even if the times were not. In 32 B.C, as civil war loomed between Antony and Octavian, Tiberius made his first public appearance at the age of nine and delivered the eulogy at his natural father's funeral. In the years following the battle of Actium in 31 B.C., as Augustus secured his position at the head of the state, Tiberius grew to maturity and took his first real steps in public life. In 29 B.C. he took part in Augustus's triumph for the Actium campaign, riding on the left of Augustus in the triumphal chariot. Two years later he assumed the gown of manhood (toga virilis) and Augustus led him into the forum. Three years after that, at the age of 17, he became a quaestor and was given the privilege of standing for the praetorship and consulship five years in advance of the age prescribed by law. He then began appearing in court as an advocate and was sent by Augustus to the East where, in 20 B.C., he oversaw one of his stepfather's proudest successes. The Parthians, who had captured the eagles of the legions lost in the failed eastern campaigns of M. Crassus (53 B.C.), Decidius Saxa (40 B.C.), and Mark Antony (36 B.C.), formally returned them to the Romans. Tiberius may have received a grant of proconsular power (imperium proconsulare) to carry out this mission, but, if so, the sources do not mention it. After returning from the East, Tiberius was granted praetorian rank and, in 13 B.C., he became consul. Between his praetorship and consulship he was on active duty with his brother, Drusus Claudius Nero, combatting Alpine tribes; he also was governor of Gallia Comata for one year, probably in 19 B.C. His personal life was also blessed at this time by a happy marriage to Vipsania Agrippina, the daughter of Augustus's longstanding friend and right-hand man, M. Vipsanius Agrippa. The marriage probably took place in 20 or 19 B.C. When he was consul, his wife produced a son, Drusus.
Determining
the significance of all these offices, delegations, and the marriage to Vipsania
largely depends on what view is taken of Augustus's efforts for the succession.
In one sense, Tiberius's early career was an entirely natural one for a young
man so close to the center of power; it would have been more remarkable had
he stayed at home. Tiberius's career, however, cannot be so easily divorced
from the larger context of the Augustan succession. The issue is a major one
and hotly contentious. For the present, it is worth noting that Augustus, in
his arrangements for the succession, appears to have indulged a Republican instinct
for favoring his immediate family and accordingly focused his attentions on
the Julii. First, his nephew Marcellus was favored. Following this young man's
premature death in 23 B.C., Augustus used his daughter Julia to tie his friend
M. Vipsanius Agrippa into his family by marriage. The union, solemnized in 21
B.C., was a fertile one and produced two sons within four years, both of whom
Augustus adopted in a single ceremony in 17 B.C. Modern scholarship has puzzled
over these labyrinthine arrangements, in which there seems no place for the
stepsons, Tiberius and Drusus. The best explanation is that Augustus's succession
scheme was a flexible one, comprising a pool of princes from which the emperor
could draw in the event of emergencies -- a wise counsel, as matters turned
out. On this view, Tiberius's early career was not insignificant, but his position
was not as elevated and evidently favored as that of Agrippa, now the heir-apparent,
and the boys, Gaius and Lucius Caesar, who seemed marked out to succeed in the
third generation. Whatever personal ambitions Tiberius had, or his mother Livia
had for him, were to be utterly subordinated to Augustus's wish to see a Julian
at the helm of the Principate. As it was, fate was on Tiberius's side.
The Heir
to Augustus: The First Attempt and the "Retirement" to Rhodes (12
B.C-A.D. 2)
Agrippa
died in 12 B.C. Tiberius, on Augustus's insistence, divorced Vipsania and married
Agrippa's widow, Julia. The union was not a happy one and produced no children.
Tiberius had been happily married to Vipsania and, following an embarrassing
display in public, he was ultimately forbidden by Augustus even to see her.
Nevertheless, Tiberius's elevation in his stepfather's succession scheme continued.
He received important military commissions in Pannonia and Germany between 12
and 6 B.C. and proved very successful in the field. He was consul for the second
time in 7 B.C., and, in 6 B.C., he was granted tribunician power (tribunicia
potestas) and an extensive commission in the East. In essence, Tiberius had
replaced Agrippa as Augustus's successor. He was Julia's husband, the leading
general in the state, and he enjoyed a share of the emperor's power. Everything
seemed settled, until the darker side of Tiberius's personality intervened.
Without warning, in 6 B.C. Tiberius -- the visible heir to Augustus -- announced
his withdrawal from public life and went to live on Rhodes with some personal
friends and an astrologer, Thrasyllus. His reasons for doing so have fueled
intense speculation in ancient and modern sources. Whatever his motivation,
the move was not only a snub to Augustus, but it was also highly inconvenient
to the latter's succession plans. Gaius and Lucius Caesar were still too young
to assume the heavy responsibilities of the Principate, and Augustus now had
no immediate successor to assume power and see the boys to maturity, since Tiberius's
brother Drusus had died of an illness in 9 B.C. If anything should befall Augustus
now, the Principate might be washed away or, if it should continue, his family's
position at the head of it was placed in jeopardy. Finally, and not the least
concern, there was the danger that an imperial prince removed from Augustus's
ambit could afford a focus for conspiracy. Whatever had been Augustus's opinion
of Tiberius to this point, henceforward he seems to have had little patience
with, or affection for him. Something of Augustus's irritation is revealed by
his repeated refusal to allow Tiberius to return to Rome after the latter realized
the delicacy of his position on Rhodes; and this in spite of pressure brought
to bear on Augustus by his influential and persuasive wife, Livia. When Tiberius's
powers ran out in 1 B.C. they were not renewed, and his situation became even
more precarious. According to the sources, he was expecting a ship bearing the
order for his death. When the ship arrived in A.D. 2, however, it brought quite
different tidings.
The Heir
to Augustus: The Second Attempt (A.D. 2-14)
Tragedy worked for the benefit of Tiberius. In A.D. 2 Lucius Caesar died of an illness at Massilia. Augustus, resistant to the idea of allowing Tiberius to return, finally yielded to the requests of Livia and Gaius Caesar on his behalf. Tiberius returned to Rome and lived in the political wilderness until, unexpectedly, Gaius Caesar died of a wound received during a siege in Armenia.
Augustus,
devastated, was left without his adoptive sons and, more importantly, without
an heir and successor. His careful planning for the succession had come to nothing.
In the crisis, he turned once more to Tiberius. The wayward prince was summoned
from private life and adopted as Augustus's son. Also adopted by Augustus was
Agrippa Postumus, the third son of Julia and Agrippa. Tiberius, despite having
a natural son, was required to adopt his nephew, Germanicus, the son of his
brother Drusus and married to M. Antony's daughter, Antonia. Once more, these
complicated manoeuvres surrounding the succession have generated scholarly debate,
but the best interpretation seems to be that Augustus was re-establishing a
slate of candidate princes, with Tiberius at its head and the others as potential
substitutes in the event of disaster. Tiberius's forced adoption of Germanicus
appears to have been Augustus's attempt to mark out the succession in the third
generation of the Principate. For through Germanicus lay the only route for
a Julian to the purple: Germanicus's children would have Augustus's blood in
their veins. Augustus's continued coldness toward Tiberius is suggested in the
melancholic comment in his will about these arrangements, echoed in the Res
Gestae: "Since cruel fate has robbed me of my sons, Gaius and Lucius ..."
From
A.D. 4 to 14 Tiberius was clearly Augustus's successor. When he was adopted,
he also received grants of proconsular power and tribunician power; and in A.D.
13 his proconsular power was made co-extensive with that of Augustus. In effect,
Tiberius was now co-princeps with Augustus so that when the latter finally died
on 19 August A.D. 14, Tiberius's position was unassailable and the continuation
of the Principate a foregone conclusion. After 55 years living at the behest
of his stepfather, Tiberius finally assumed the mantle of sole power.
Accession
and Early Reign (A.D. 14 - 23)
The accession of Tiberius proved intensely awkward. After Augustus had been
buried and deified, and his will read and honored, the Senate convened on 18
September to inaugurate the new reign and officially "confirm" Tiberius
as emperor. Such a transfer of power had never happened before, and nobody,
including Tiberius, appears to have known what to do. Tacitus's account is the
fullest. Tiberius came to the Senate to have various powers and titles voted
to him. Perhaps in an attempt to imitate the tact of Augustus, Tiberius donned
the mask of the reluctant public servant -- and botched the performance. Rather
than tactful, he came across to the senators as obdurate and obstructive. He
declared that he was too old for the responsibilities of the Principate, said
he did not want the job, and asked if he could just take one part of the government
for himself. The Senate was confused, not knowing how to read his behavior.
Finally, one senator asked pointedly, "Sire, for how long will you allow
the State to be without a head?" Tiberius relented and accepted the powers
voted to him, although he refused the title "Augustus."
In fact, that first meeting between the Senate and the new emperor established a blueprint for their later interaction. Throughout his reign, Tiberius was to baffle, befuddle, and frighten the Senators. He seems to have hoped that they would act on his implicit desires rather than on his explicit requests. Again, this behavior may have been an attempt to imitate Augustus's careful and tactful use of auctoritas, but, if so, it backfired and became a pathetic charade. Tiberius's opinion of the revered body as it struggled with his oblique approach to rule was not high: "Men fit to be slaves."
There was trouble not only at Rome, however. The legions posted in Pannonia and in Germany, the most powerful concentration of troops in the empire, took the opportunity afforded by Augustus's death to voice their complaints about the terms and conditions of their service. Matters escalated into an all-out mutiny that was only repressed by the direct intervention of Tiberius's sons, Germanicus and Drusus. There was bloodshed at both locations, but in Germanicus's sector, Germany, there was particularly chaotic disorder and frightful scenes of mayhem.
Despite his difficult relationship with the Senate and the Rhine mutinies, Tiberius's first years were generally good. He stayed true to Augustus's plans for the succession and clearly favored his adopted son Germanicus over his natural son, Drusus. (Agrippa Postumus, also adopted by Augustus in A.D. 4, had suffered demotion and exile in A.D. 6-7, and upon Augustus's death he was murdered; responsibility for the crime remains obscure.) On Tiberius's request, Germanicus was granted proconsular power and assumed command in the prime military zone of Germany, where he suppressed the mutiny there and led the formerly restless legions on campaigns against Germanic tribes in A.D. 14-16. After being recalled from Germany, Germanicus celebrated a triumph in Rome in A.D. 17. In the same year, he was granted imperium maius over the East and, in A.D. 18, after being consul with Tiberius as his colleague , he was sent East, just as Tiberius himself had been almost four decades earlier. Unfortunately for Tiberius, Germanicus died there in A.D. 19 and, on his deathbed, accused the governor of Syria, Cn. Calpurnius Piso, of murdering him. Piso was a long-time friend of Tiberius and his appointee to the Syrian governorship, so suspicion for Germanicus's death ultimately came to rest at the palace door. When Germanicus's widow, Agrippina (the Elder), returned to Italy carrying her popular husband's ashes, she publicly declared Piso guilty of murder and hinted at the involvement of more hidden agents. Piso was put on trial in the Senate, where he expected some help from his friend, Tiberius. Instead, Tiberius sat statue-like and let the proceedings take their course. In Tacitus's account, Piso realized his peril and threatened to make public certain documents that would embarrass the emperor. The ploy failed and Piso committed suicide; the documents were never made public. Recently, a remarkable inscription has been found in Spain, containing the text of the "Senatorial Decree concerning Cn. Piso, Senior." It largely corroborates Tacitus's account, including Germanicus's death-bed accusation of Piso. But naturally, in this "official" account, there is no mention of Tiberius's alleged involvement in Germanicus' death.
With
Germanicus dead, Tiberius began elevating his own son Drusus to replace him
as the imperial successor. Relations with Germanicus's family were strained,
but they were to reach a breaking point when Tiberius allowed a trusted advisor
to get too close and gain a tremendous influence over him. That advisor was
the Praetorian Prefect, L. Aelius Sejanus, who would derail Tiberius's plans
for the succession and drive the emperor farther into isolation, depression,
and paranoia.
Sejanus (A.D. 23-31)
Sejanus hailed from Volsinii in Etruria. He and his father shared the Praetorian Prefecture until A.D. 15 when the father, L. Seius Strabo, was promoted to be Prefect of Egypt, the pinnacle of an equestrian career under the Principate. Sejanus, now sole Prefect of the Guard, enjoyed powerful connections to senatorial houses and had been a companion to Gaius Caesar on his mission to the East, 1 B.C. - A.D. 4. Through a combination of energetic efficiency, fawning sycophancy, and outward displays of loyalty, he gained the position of Tiberius's closest friend and advisor. One development that favored Sejanus was the concentration of all nine cohorts of Praetorian Guardsmen into a single camp at Rome. Augustus had billeted these troops discretely in small towns around Rome, but now Tiberius -- undoubtedly with Sejanus's encouragement, perhaps even at his suggestion -- brought them into the city, probably in A.D. 17 or 18. Sejanus, therefore, commanded some 9,000 troops within the city limits. As Sejanus's public profile became more and more pronounced, his statues were erected in public places, and Tiberius openly praised him as "the partner of my labors." But Sejanus had his own ideas.
According to Tacitus, Sejanus's first subversive act was the seduction of Tiberius's daughter-in-law, Livilla, at the time married to Drusus, Tiberius's son. Drusus, it seems, resented Sejanus's influence over his father so the Prefect, in conjunction with Livilla, poisoned him in A.D. 23. There followed a series of attacks on Agrippina's friends, mostly played out in the courts in the guise of charges of treason (maiestas) but, in Tacitus's account, actually the work of Sejanus.
Then, in A.D. 25, Sejanus asked Tiberius for permission to marry Livilla, Drusus's widow. Tiberius refused. This setback for Sejanus was offset the following year, when the ageing emperor withdrew from Rome to live on Capri; he was never to return to the city. Tiberius was most probably encouraged in his decision to retire by Sejanus, who now became the chief vehicle of access to the emperor. With Tiberius absent, Sejanus vented his full fury against Agrippina's family, whose demise he had been plotting for some time. In rapid succession Agrippina and her eldest son, Nero Caesar, and eventually also Drusus Caesar, who had been involved in his brother's downfall, were arrested, convicted, and imprisoned. By A.D. 31 Sejanus had reached the pinnacle of his power and was effectively emperor himself. The sources paint a grimly comic picture of senators lining up to pay respects to a man they considered their social inferior.
What exactly Sejanus was aiming at remains a matter of intense debate. The Prefect's attacks against Agrippina and his proposal to marry Drusus's widow, Livilla, suggest that he was attempting to follow the precedent of Agrippa, that is, an outsider who became the emperor's successor through a combination of overt loyalty, necessity, and a family alliance forged by marriage. Tiberius, perhaps sensitive to this ambition, rejected Sejanus's initial proposal to marry Livilla in A.D. 25, but later put it about that he had withdrawn his objections so that, in A.D. 30., Sejanus was betrothed to Livilla's daughter (Tiberius' granddaughter). The Prefect's family connection to the Imperial house was now imminent. In A.D. 31 Sejanus held the consulship with the emperor as his colleague, an honor Tiberius reserved only for heirs to the throne. Further, when Sejanus surrendered the consulship early in the year, he was granted a share of the emperor's proconsular power. When he was summoned to a meeting of the Senate on 18 October in that year he probably expected to receive a share of the tribunician power; with that he would, after all, have become Tiberius's Agrippa.
But in a shocking and unexpected turn of events, the letter sent by Tiberius from Capri initially praised Sejanus extensively, and then suddenly denounced him as a traitor and demanded his arrest. Chaos ensued. Senators long allied with Sejanus headed for the exits, the others were confused -- was this a test of their loyalty? what did the emperor want them to do? -- but the Praetorian Guard, the very troops formerly under Sejanus's command but recently and secretly transferred to the command of Q. Sutorius Macro, arrested Sejanus, conveyed him to prison, and shortly afterwards executed him summarily. A witch-hunt followed. Sejanus's family was arrested and executed; Livilla perished; followers and friends of Sejanus were denounced and imprisoned, or tried and executed; some committed suicide. All around the city, grim scenes were played out, and as late as A.D. 33 a general massacre of all those still in custody took place.
Tiberius
himself later claimed that he turned on Sejanus because he had been alerted
to Sejanus's plot against Germanicus's family. This explanation has been rejected
by most ancient and modern authorities, since Sejanus's demise did nothing to
alleviate that family's troubles: Agrippina remained under house arrest, Drusus
was still housed in the Palatine's basement, and both died violently within
three years of the Prefect's fall. Tiberius is also said to have discovered
Sejanus's part in his own son's death in A.D. 23; the source of this information,
however, is suspect. Possibly, in the highly charged atmosphere surrounding
Sejanus's fall, the news acted as a catalyst, but its truth cannot be verified.
Whatever the precise reasons, Sejanus's career and demise, and that of those
around him, was an object lesson in the dangers of imperial politics. To achieve
power under the emperors, the ambitious needed to get close to the source, but
getting too close could lead to catastrophe, for both the aspirant and any who
rode his coattails.
The Last
Years (A.D. 31-37)
The Sejanus affair appears to have greatly depressed Tiberius. A close friend and confidant had betrayed him; whom could he trust anymore? His withdrawal from public life seemed more complete in the last years. Letters kept him in touch with Rome, but it was the machinery of the Augustan administration that kept the empire running smoothly. Tiberius, if we believe our sources, spent much of his time indulging his perversities on Capri. He also became all but paranoid in his dealings with others and spent long hours brooding over the death of his son, Drusus, which had now been revealed to him as the work of his "friend" Sejanus; all who were implicated, he had executed in barbaric fashion. As a result, no measures were taken for the succession, beyond vague indications of favor to his nephew Gaius (Caligula) and his grandson Tiberius Gemellus.
Tiberius died quietly in a villa at Misenum on 16 March A.D. 37. He was 78 years old. There are some hints in the sources of the hand of Caligula in the deed, but such innuendo can be expected at the death of an emperor, especially when his successor proved so depraved. The level of unpopularity Tiberius had achieved by the time of his death with both the upper and lower classes is revealed by these facts: the Senate refused to vote him divine honors, and mobs filled the streets yelling "To the Tiber with Tiberius!" (in reference to a method of disposal reserved for the corpses of criminals).
Tiberius and the Empire
Three
main aspects of Tiberius's impact on the empire deserve special attention: his
relative military inertia; his modesty in dealing with offers of divine honors
and his fair treatment of provincials; and his use of the Law of Treason (maiestas).
At the meeting of the Senate in September A.D. 14 when Augustus's will was read,
another document was produced. It was a sort of posthumous "State of the
Empire" address that listed all the resources, army postings, etc. of the
state. Part of the document urged future rulers to leave things as they were,
and not to expand the empire further. This so-called "Testament of Augustus"
appears to be the basic reason why Tiberius did not expand the empire, though
the authenticity of the "Testament" itself has divided scholars. Nevertheless,
throughout his reign, Tiberius embarked on no major wars of conquest, although
he did order punitive campaigns against the Germans across the Rhine in A.D.
14-16; the suppression of a Gallic national revolt under Julius Sacrovir in
A.D. 21-22; and the suppression of a persistent guerilla war in North Africa
under Tacfarinas in A.D. 17-24. Tiberius seemed adept at choosing provincial
governors, with some notable exceptions, and his diplomatic management of potentially
disruptive instabilities in Armenia was exemplary -- no Roman intervention in
force was required.
In general, Tiberius dealt fairly and well with the provincials. The emperor's absence from Rome hardly affected the majority of the empire's population, for whom the emperor was already a shadowy and distant figure. His generally sound choices of provincial governors have already been noted. When the provincials overstepped themselves and offered Tiberius divine honors, or other tributes that struck him as excessive, he declined to accept. Tacitus and Suetonius infer hypocrisy, but there is no reason to suspect that the lugubrious emperor was not acting in good faith in abiding by Augustus's precedent, which was always a paramount concern for him.
One area
of administration where Tiberius did diverge from Augustan practice was his
increasingly frequent invocation of the treason law (maiestas) to attack his
enemies. Since his working relationship with the Senators was not a good one,
repression was a convenient method in dealing with them. This legislation was
one of Sejanus's chief tools, but Tiberius himself used it liberally. Dozens
of Senators and equites are on record as having fallen to it. It was a precedent
followed in later years by emperors more tyrannical still than Tiberius had
ever been.
Conclusion
It is
all but inevitable that any historical assessment of Tiberius will quickly devolve
into a historiographical assessment of Tacitus. So masterful is Tacitus's portrayal
of his subject, and so influential has it been ever since, that in all modern
treatments of Tiberius, in attempting to get at the man, must address the issue
of Tacitus's historiographical methods, his sources, and his rhetoric. The subject
is too vast to address here, but some points are salient. Tacitus's methods,
especially his use of innuendo and inference to convey notions that are essentially
editorial glosses, makes taking his portrayal of Tiberius at face value inadvisable.
Further, his belief in the immutable character of people -- that one's character
is innate at birth and cannot be changed, although it can be disguised -- prevents
him from investigating the possibility that Tiberius evolved and developed over
his lifetime and during his reign. Instead, Tacitus's portrayal is one of peeling
back layers of dissimulation to reach the "real" Tiberius lurking
underneath.
Overall, Tiberius's reign can be said to show the boons and banes of rule by
one man, especially a man as dark, awkward, and isolated as Tiberius. For the
people of the provinces, it was a peaceful and well-ordered time. Governors
behaved themselves, and there were no destructive or expensive wars. In the
domestic sphere, however, the concentration of power in one person made all
the greater the threat of misbehavior by ambitious satellites like Sejanus or
foolish friends like Piso. Furthermore, if the emperor wished to remain aloof
from the mechanics of power, he could do so. Administrators, who depended on
him for their directions, could operate without his immediate supervision, but
their dealings with a man like Sejanus could lead to disaster if that man fell
from grace. As a result, although he was not a tyrant himself, Tiberius's reign
sporadically descended into tyranny of the worst sort. In the right climate
of paranoia and suspicion, widespread denunciation led to the deaths of dozens
of Senators and equestrians, as well as numerous members of the imperial house.
In this sense, the reign of Tiberius decisively ended the Augustan illusion
of "the Republic Restored" and shone some light into the future of
the Principate, revealing that which was both promising and terrifying.